-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WE9KrBWEbksUMVIQruEE96PJDmTAGm/3FBME/hvrGhMU/A7SGBzwQoJJF+2DqpuF 12kk9p8X5dO7gnEgpXu34A== 0000950129-03-000770.txt : 20030213 0000950129-03-000770.hdr.sgml : 20030213 20030213112846 ACCESSION NUMBER: 0000950129-03-000770 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030213 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SANDS ARTHUR T CENTRAL INDEX KEY: 0001134106 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4000 RESEARCH FOREST DRIVE CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2813640100 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LEXICON GENETICS INC/TX CENTRAL INDEX KEY: 0001062822 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 760474169 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60409 FILM NUMBER: 03557315 BUSINESS ADDRESS: STREET 1: 4000 RESEARCH FOREST DRIVE STREET 2: 281-364-0100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2813640100 MAIL ADDRESS: STREET 1: 4000 RESEARCH FOREST DR CITY: THE WOODLANDS STATE: TX ZIP: 77381 SC 13G/A 1 h03111sc13gza.htm ARTHUR T. SANDS, M.D., PH.D. FOR LEXICON GENETICS sc13gza
 

OMB APPROVAL
OMB Number: 3235-0145
Expires: December 31, 2005
Estimated average burden
hours per response...11


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934
(Amendment No. )*

Lexicon Genetics Incorporated

(Name of Issuer)

Common Stock, Par Value $0.001

(Title of Class of Securities)

528872 10 4

(Cusip Number)

December 31, 2002

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o Rule 13d-1 (b)

        o Rule 13d-1 (c)

        x Rule 13d-1 (d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the notes).

 

 

             
13G
CUSIP No. 528872 10 4
  1. Name of Reporting Person:
Arthur T. Sands, M.D., Ph.D.		 I.R.S. Identification Nos. of above persons (entities only):
  2. Check the Appropriate Box if a Member of a Group (See Instructions):
    (a) o  
    (b) o  
  3. SEC Use Only:
  4. Citizenship or Place of Organization:
United States
Number of
Shares
Beneficially
Owned by
Each Reporting
Person With
5. Sole Voting Power:
3,458,244
6. Shared Voting Power:
None
7. Sole Dispositive Power:
3,458,244
8.Shared Dispositive Power:
None
  9.Aggregate Amount Beneficially Owned by Each Reporting Person:
3,458,244
  10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions):
o
  11.Percent of Class Represented by Amount in Row (9):
6.3%
  12.Type of Reporting Person (See Instructions):
IN

Page 2 of 5

 

13G
       
Item 1. Name and Address of Issuer.
  (a) Name of Issuer:
    Lexicon Genetics Incorporated
  (b) Address of Issuer's Principal Executive Offices:
    8800 Technology Forest Place
The Woodlands, Texas 77381
 
Item 2. Filer and Security Information.
  (a) Name of Person Filing:
    Arthur T. Sands, M.D., Ph.D.
  (b) Address of Principal Business Office or, if none, Residence:
    c/o Lexicon Genetics Incorporated
8800 Technology Forest Place
The Woodlands, Texas 77381
  (c)Citizenship:
    United States
  (d) Title of Class of Securities:
    Common stock, par value $0.001
  (e) CUSIP Number:
    528872 10 4
 
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  (a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
  (e) o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
  (f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
  (g) o A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
  (h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
  (j) o Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 

Page 3 of 5

 

13G
       
Item 4. Ownership.
  (a) Amount beneficially owned:
    3,458,244*
  (b) Percent of class:
    6.3%
  (c) Number of shares as to which the person has:
    (i) Sole power to vote or to direct the vote:
      3,458,244*
    (ii) Shared power to vote or to direct the vote:
      Not Applicable
    (iii) Sole power to dispose or to direct the disposition of:
      3,458,244*
    (iv) Shared power to dispose or to direct the disposition of:
      Not Applicable
* Includes 60,000 shares held by spouse as custodian for minor children. Also includes 2,425,944 shares subject to options exercisable within 60 days of December 31, 2002.
 
Item 5.Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o.
 
Item 6.Ownership of More than Five Percent on Behalf of Another Person.
 
Not Applicable
 
Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
Not Applicable
 
Item 8.Identification and Classification of Members of the Group.
 
Not Applicable
 
Item 9.Notice of Dissolution of Group.
 
Not Applicable
       
Item 10.Certification.
 

Not Applicable

Page 4 of 5

 

13G

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
   
Date: February 12, 2003
   
By: /s/ ARTHUR T. SANDS
Name: Arthur T. Sands, M.D., Ph.D.
   


Page 5 of 5 -----END PRIVACY-ENHANCED MESSAGE-----